Europe was the birthplace of modernity. As its tentacles stretched around the globe during the course of the two centuries after 1750, so its ideas, institutions, values, religion, languages, ideologies, customs and armies left a huge and indelible imprint on the rest of the world. Modernity and Europe became inseparable, seemingly fused, the one inconceivable without the other: they appeared synonymous. But though modernity was conceived in Europe, there is nothing intrinsically European about it: apart from an accident of birth it had, and has, no special connection to that continent and its civilization. Over the last half-century, as modernity has taken root in East Asia, it has drawn on the experience of European — or, more precisely, Western — modernity. However, rather than simply being clones of it, East Asian modernities are highly distinctive, spawning institutions, customs, values and ideologies shaped by their own histories and cultures. In Part I, I will explore how modernity came to be indelibly associated with Europe, and more broadly the West, and how East Asia is now in the process of prising that relationship apart.
2. The Rise of the West
By the mid nineteenth century, European supremacy over East Asia had been clearly established, most graphically in Britain’s defeat of China in the First Opium War in 1839- 42. But when did it start? There is a temptation to date it from considerably earlier. Part of the reason for this, perhaps, is that China ’s history after the Ming dynasty (1368–1644), and especially after the genius of the Song dynasty (960-1279), was to blaze an altogether less innovative trail. Writing of the Qing dynasty (1644–1912), for example, the historian David Landes suggests that: ‘ China had long slipped into technological and scientific torpor, coasting along on previous gains and losing speed as talent yielded to gentility.’ As a result, he argues: ‘So the years passed and the decades and the centuries. Europe left China far behind.’ [49]
As China disappointed compared with its previous record, Europe, on the other hand, grew steadily more dynamic. From around 1400, parts of it began to display steady economic growth, while the intellectual ferment of the Renaissance provided some of the foundations for its later scientific and industrial revolutions. The longer-term significance of these developments, though, has probably been exaggerated by what might be described as hindsight thinking: the belief that because of the dazzling success and extraordinary domination of Europe from the beginning of the nineteenth century, the roots of that success must date back rather longer than they actually did. The result has been a tendency — by no means universal — to believe that Europe’s lead over China, and China ’s own decline, commenced rather earlier than was in fact the case. [50]
The idea that Europe enjoyed a comfortable lead over China and Japan in 1800 has been subject to growing challenge by historians. Kaoru Sugihara has argued that, far from going into decline after 1600, over the course of the next three centuries there was an ‘East Asian miracle’ based on the intensive use of labour and market-based growth — which he describes as an ‘industri ous revolution’ — that was comparable as an economic achievement to the subsequent ‘European miracle’ of industrialization. He shows that Japanese agriculture displayed a strong capacity for innovation long before the Meiji Restoration in 1868, with major improvements in crops and productivity helping to support a growing population. [51] It is clear, as Adam Smith pointed out, that in the late eighteenth century China enjoyed a rather more developed and sophisticated market than Europe. [52] The share of the Chinese harvest that was marketed over long distances, for example, was considerably higher than in Europe. A key reason for the early development of the market in China was the absence of feudalism. In medieval Europe the serf was bound to the land and could neither leave it nor dispose of it, whereas the Chinese peasant, both legally and in reality, was free, provided he had the wherewithal, to buy and sell land and the produce of that land. [53]
In 180 °China was at least as urbanized as Western Europe, while it has been estimated that 22 per cent of Japan ’s eighteenth-century population lived in cities compared with 10–15 per cent in Western Europe. Nor did Western Europe enjoy a decisive advantage over China and Japan before 1800 in terms of capital stock or economic institutions, with plenty of Chinese companies being organized along joint-stock lines. Even in technology, there appears to have been little to choose between Europe and China, and in some fields, like irrigation, textile weaving and dyeing, medicine and porcelain manufacture, the Europeans were behind. China had long used textile machines that differed in only one key detail from the spinning jenny and the flying shuttle which were to power Britain ’s textile-led Industrial Revolution. China had long been familiar with the steam engine and had developed various versions of it; compared with James Watt’s subsequent invention, the piston needed to turn the wheel rather than the other way round. [54] What is certainly true, however, is that once Britain embarked on its Industrial Revolution, investment in capital- and energy-intensive processes rapidly raised productivity levels and created a virtuous circle of technology, innovation and growth that was able to draw on an ever-growing body of science in which Britain enjoyed a significant lead over China. [55] For China, in contrast, its ‘industrious revolution’ did not prove the prelude to an industrial revolution.
Living standards in the core regions of China and Western Europe appear to have been roughly comparable in 1800, with Japan perhaps slightly ahead, while the figures for life expectancy and calorie-intake were broadly similar. [56] European life expectancy — an important measure of prosperity — did not surpass that of China until the end of the nineteenth century, except in its most affluent regions. [57] Paul Bairoch has calculated figures for per capita income which put China ahead of Western Europe in 1800, with Asia as a whole behind Western Europe but in advance of Europe. [58] In referring to China and Europe, of course, we need to bear in mind that we are dealing with huge land masses populated by very large numbers of people: in 1820, China ’s population was 381 million while that of Western Europe was 133 million, and that of Europe as a whole 169 million. Levels of economic development and standards of living inevitably varied considerably from region to region, making comparisons between the two problematic. The key point is that the most advanced regions of China, notably the Yangzi Delta, seem to have been more or less on a par with the most prosperous parts of north-west Europe, in particular Britain, at the end of the eighteenth century. [59] Given the crucial role played by the most advanced regions in pioneering industrial take-off, the decisive comparison must be that between Britain and the Yangzi Delta.
The general picture that emerges is that, far from Western Europe having established a decisive economic lead over China and Japan by 1800, there was, in fact, not that much to choose between them. [60] In this light, the argument that industrialization was the product of a very long historical process that took place over several centuries, rather than a few decades, is dubious: instead, it would appear more likely that industrialization was, for the most part, a consequence of relatively contingent factors. [61] This still begs the question, however, as to why Western Europe, rather than Japan or China, was able to turn its fortunes around so rapidly from around 1800 and then outdistance Japan, and especially China, by such a massive margin during the nineteenth century.
[49] David S. Landes, The Wealth and Poverty of Nations (London: Little, Brown, 1998), p. 342.
[50] For a pessimistic view of China, see ibid., Chapter 21; Eric L. Jones, The European Miracle: Environments, Economics, and Geopolitics in the History of Europe and Asia (Cambridge: Cambridge University Press, 1981).
[51] Kaoru Sugihara, ‘Agriculture and Industrialization: The Japanese Experience’, in Peter Mathias and John Davis, eds, Agriculture and Industrialization (Oxford: Blackwell, 1996), pp. 148- 52.
[52] Giovanni Arrighi, Adam Smith in Beijing: Lineages of the Twenty-First Century (London: Verso, 2007), p. 69.
[53] John King Fairbank and Merle Goldman, China: A New History (Cambridge, Mass.: Belknap Press of Harvard University Press, 2006), p. 102.
[54] Kenneth Pomeranz, The Great Divergence: China, Europe, and the Making of the Modern World Economy (Princeton and Oxford: Princeton University Press, 2000), pp. 34-5, 43-6, 61-2, 70, 168.
[55] Mark Elvin, ‘The Historian as Haruspex’, New Left Review, 52, July-August 2008, pp. 96-7, 103.
[57] R. Bin Wong, China Transformed: Historical Change and the Limits of European Experience (Ithaca and London: Cornell University Press, 2000), pp. 27-8.
[58] Paul Bairoch, ‘The Main Trends in National Economic Disparities since the Industrial Revolution’, in Paul Bairoch and Maurice Levy-Leboyer, eds, Disparities in Economic Development Since the Industrial Revolution (New York: St Martin’s Press, 1975), pp. 7, 13–14.
[59] Angus Maddison, The World Economy: Historical Statistics (Paris: OECD, 2003), pp. 249- 51. In fact, the Yangzi Delta was one of Eurasia’s most developed regions over a very long historical period, from 1350 to at least 1750; Bin Wong, China Transformed, p. 29.
[60] Peter Perdue writes: ‘Recent research on late imperial China has demonstrated that in most measurable aspects of demographic structure, technology, economic productivity, commercial development, property rights, and ecological pressure, there were no substantial differences between China and western Europe up to around the year 1800.’ Peter C. Perdue, China Marches West: The Qing Conquest of Central Eurasia (Cambridge, Mass.: Belknap Press of Harvard University Press, 2005), pp. 536-7. See Arrighi, Adam Smith in Beijing, pp. 24–39, for an interesting discussion of these issues.
[61] ‘In the light of this recent research, the Industrial Revolution is not a deep, slow evolution out of centuries of particular conditions unique to early modern Europe. It is a late, rapid, unexpected outcome of a fortuitous combination of circumstances in the late eighteenth century. In view of what we now know about imperial China, Japan, and India, among other places, acceptable explanations must invoke a global perspective and allow for a great deal of short-term change.’ Perdue, China Marches West, p. 537.