In the middle, the neutral Swiss and Swedes have their own self-imposed inhibitions on whom they will sell to and thus curtail their arms export by their own volition on moral grounds. No one else does.
With the Russians selling or giving their hardware from governmental source to nongovernmental recipients, and the West being too shy to do so, the private arms dealer enters into the picture. The Russians have no private arms dealers, so this creature fills the gap for the West. He is a businessman who may be used as a source of weaponry by someone seeking to buy, but in order to stay in business he must liaise closely with the defense department of his own country, or the department will see that he goes out of business. It is in his interest to abide by his native country’s wishes anyway; that country may be the source of his own purchases, which could be cut off if he causes displeasure, apart from his fear of being put out of business by other, less pleasant means.
Thus the licensed arms dealer, a national and resident usually of his native country, sells arms to buyers after consulting his own government to be sure that the sale is acceptable to them. Such dealers are usually large companies and hold stocks.
This is at the highest level of the private-enterprise arms business. Lower in the pond are more dubious fish. Next down the scale is the licensed dealer who does not hold a stock of weapons in a warehouse but is licensed to hold a franchise by one of the large, often government-owned or -controlled arms-manufacturing companies. He will negotiate a deal on behalf of a client and take his cut. His license depends on his toeing the line with the government whose franchise to operate he holds. This does not prevent some licensed arms dealers from occasionally pulling a fast one, though two well-established arms dealers have been put out of business by their governments when discovered doing it.
Down in the mud at the bottom sit the black-market, arms dealers. These are self-styled, since they hold no license. They may not therefore legally hold any stocks of weapons at all. They remain in business by being of value to the secret buyer, a man or organization who, not being a government or representing one, cannot clinch an intergovernmental deal; who would not be tacitly approved of by a Western government as desirable to receive arms; who cannot persuade a Communist government to support his cause on the grounds of political ideology; but who needs arms.
The vital document in an arms deal is called the End User Certificate. This certifies that the weapons purchase is being made by, or on behalf of, the End User, who almost without exception in the Western world has to be a sovereign government. Only in the case of a flat gift by a secret-service organization to an irregular army, or of a pure black-market deal, does the question of an End User Certificate not apply. Examples of the former were the arming, without payment, by the CIA of the anti-Castro forces of the Bay of Pigs, and the arming of the Congo mercenaries, also by the CIA. An example of the latter is the shipment to Ireland from various European and United States private sources of arms for the Provisional IRA.
The End User Certificate, being an international document, has no specific form, shape, or size, or specific wording. It is a written affirmation from a certified representative of a national government that either he, the bearer, or Mr. X, the dealer, is authorized to apply to the supplier government for permission to purchase and export a quantity of arms.
The vital point about the End User Certificate is that some countries carry out the most rigorous checks to ensure the authenticity of this document, while others come under the heading of “no questions asked” suppliers. Needless to say, End User Certificates, like anything else, can be forged. It was into this world that Shannon carefully entered when he flew to Hamburg.
He was aware that he could certainly not make a direct application for permission to buy arms to any European government with a chance of success. Nor would any Communist government be kind enough to donate the weapons; indeed, it would be totally opposed to the toppling of Kimba. By the same token, any direct application would surely blow the entire operation.
He was also not in a position, for the same reason, to approach one of the leading government-owned arms-makers, such as Fabrique Nationale of Belgium, for any request put to a government-owned combine in the arms-making and -selling business would be passed on to the government; similarly, he could not approach a large private arms dealer, such as Cogswell and Harrison of London or Parker Hale of Birmingham. In the same category, Bofors of Sweden, Oerlikon of Switzerland, CETME of Spain, Werner and others in Germany, Omnipol of Czechoslovakia, and Fiat of Italy were ruled out.
He also had his own peculiar buying circumstances to consider. The amount he had to spend was too small to interest the big legitimate licensed dealers who habitually dealt in millions. He could not have interested the erstwhile king of the private arms dealers, Sam Cummings of Interarmco, who for two decades after the war ran a private arms empire from his penthouse suite in
Monaco and had retired to enjoy his wealth; nor Dr. Strakaty of Vienna, the licensee franchise holder for Omnipol across the border at Washington Street 11, Prague; nor Dr. Langenstein in Munich; nor Dr. Peretti in Rome; nor M. Cammermundt in Brussels; nor Herr Otto Schlueter in Hamburg.
He had to go farther down the scale, to the men who dealt in smaller sums and quantities. He knew the names of Günter Leinhauser, the German, former associate of Cummings; in Paris, of Pierre Lorez, Maurice Herscu, and Paul Favier. But on consideration he had decided to go and see two men in Hamburg.
The trouble with the packet of arms he sought was that it looked like what it was: a single packet of arms for a single job, and it would not need a keen military mind to realize that job had to be the taking of one building within a short period. There was not enough leeway in the quantities to kid any professional soldier that a Defense Ministry, even a small one, was behind the order.
Shannon had therefore decided to split the packet even smaller, so that at least the items sought from each dealer were consistent. A mixed package would be a giveaway.
From one of the men he was going to see he wanted 400,000 rounds of standard 9mm. ammunition, the kind that fits into automatic pistols and also submachine carbines. Such a consignment was too large and too heavy to be bought on the black market and shipped without a large amount of complicated smuggling to get it on board. But it could well be the kind of consignment needed by the police force of any small country, and was not suspicious in that there were no matching guns in the same packet and it could therefore pass under scrutiny as an order designed simply to replenish stock.
To get it, he needed a licensed arms dealer who could slip such a small order through the procedures among a batch of bigger orders. Although licensed to trade in arms, the dealer must nevertheless be prepared to do a bent deal with a forged End User Certificate. This was where an intimate knowledge of the no-questions-asked countries came in useful.
Ten years earlier there had been vast quantities of superfluous weaponry lying about Europe in private hands, “black,” i.e. illegally held, arms, leftovers from colonial wars such as those of the French in Algeria and the Belgians in the Congo.
But a series of small irregular operations and wars throughout the 1960s, notably Yemen and Nigeria, had used them up. So he would have to find a man who would use a bent End User Certificate and present it to a supplier government that asked no or few questions. Only four years earlier the most noted of these was the Czech government, which, although Communist, had continued the old Czech tradition of selling arms to all comers. Four years earlier one could have walked into Prague with a suitcase full of dollars, gone to the Omnipol headquarters, selected one’s hardware, and a few hours later have taken off from the airport in one’s chartered plane with the stuff on board. It was that simple. But since the Soviet takeover in 1968 the KGB had taken to vetting all such applications, and far too many questions were being asked.